Prevent Unauthorized Transactions in your account - Update your Mobile Numbers/email IDs with your stock brokers. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account. Receive information of your transactions directly from exchange on your mobile/email at the end of the day..... issued in the interest of investors. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. 2. Update your mobile number and email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. 3. Pay 20% upfront margin of the transaction value to trade in cash market segment. 4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard. Continuation Sheet 5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. KYC is one time excercise while dealing in securities markets-once KYC is done through a SEBI registered intermediary (broker,DP,Mutual Fund etc),you need not undergo the same process again when you approach another intermediary.Prevent Unauthorized Transactions in your Trading / demat account --> Update your Mobile Number and Email Address with your Trading Member / Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account / trading account directly from CDSL / NSE on the same day......................issued in the interest of investors.No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.

Regulatory/KYC Policies

Disclosure of Proprietary Trading by Pentad Securities Private Limited according to SEBI circular no. SEBI/MRD/SE/CIR-42/2003 dated November 19, 2003.

In pursuance of the directives issued by the Securities and Exchange Board of India (SEBI) and Exchange circulars, we wish to inform you that we, as Members of the National Stock Exchange of India Limited (NSE), Bombay Stock Exchange Limited (BSE), and Multi Commodity Exchange of India Ltd (MCX), may engage in proprietary trading activity in the exchange traded Securities and Commodities.

KYC-Booklet
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Investor Charter - DP
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Investor Charter - SB
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Investor Complaint - DP
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Investor Complaint - SB
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Download client registration documents
(Rights & Obligations, Risk Disclosure Document, Do’s & Don’t’s)
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The signed form has to be sent to

KYC Desk, Pentad Securities (P) Ltd.
33/2361 B4, 3rd Floor, Jacob’s Building,
Geethanjali Junction, Vyttila, Kochi 682019.
Ph: 0484 4231134

Note: “This document is a translated version of the client registration documents in English and is being provided in vernacular language to facilitate better understanding by the investors. In case of any ambiguity, the contents of the English version would prevail.”